Ross Preston, CIO, Group Managing Director
Having qualified as a solicitor with Allen & Overy in London, Ross joined HSBC Investment Bank in London and latterly New York where he was MD International Sales Trading and Operations. He then later moved to Numis Corporation plc where he set up, and was CEO of, their US operation based in New York. Ross left New York in 2006 and joined NWL in 2007. Since then, Ross has overseen the continuous growth of NWL in terms of assets under management and also furthering its expansion into differing geographies with NWL now having global representation.
David Preston, Director
David is a graduate of the London School of Economics and qualified as a Chartered Accountant with Coopers and Lybrand in London. Having qualified, David then spent a number of years with Deloitte in Guernsey and London, eventually moving into Deloitte’s offshore services business where he specialised in the provision of corporate and trustee services. In 2002, David joined the Mercator Group which was based in Guernsey and then became Managing Director in 2004. The Mercator Group became part of IQEQ Group in 2018. The IQEQ Group is a global investor services business specialising in the provision of trustee and corporate services to wealthy families, individuals, institutions, family offices and offshore investment funds. David stepped down from his role as Managing Director of IQEQ Guernsey in November 2021 and joined NWL in March 2022.
Dickon Addis, Director, Investments
Dickon studied Chemical and Bioprocess Engineering at university and spent two years working for ICI and Zeneca, Dickon began his investment career with Furno and Del Castano Capital Partners focussing on their long only equity funds. He then spent four and a half years in International Institutional Equity Sales at Lehman Brothers in London before relocating to Guernsey and joining Nova in 2009. Dickon has over 10 years of experience in the investment industry. Dickon has been the Head of Investments for the last three years and was made a Director of NWL in 2019.
Tracy Waterman, Director, Client Services
Tracy has worked with the company since its inception and has nearly forty years’ experience in the securities industry in various roles. Having worked for both international private banks and global custodians, Tracy has gained experience in front, middle and back office covering all aspects involved in the administration and operation of portfolios, as well as the on-boarding and ongoing servicing of client accounts, and client-related compliance matters. Tracy was made a Director of NWL in 2019.
Jason Loveless, Non-Executive Director
Jason started his career with Northern Trust where he established and headed up accounting and operations teams dedicated to servicing one of the world’s largest private equity secondaries fund managers. Since then, Jason has spent 10 years working in asset management with responsibility for the finance, operations, IT, HR and compliance functions, including formerly the role of COO of NWL. During his career he has served on the Boards of several companies. Jason is a member of the Association of Certified Chartered Accountants.
Dale Hubber-Richard CAIA, Chairman of Investment Committee
Dale is a highly experienced and qualified investment professional, holding FCIS, CAIA and CFA UK’s ASIP qualifications and has over twenty years of investment management and private wealth management expertise. He has held senior and board positions at trust, asset manager and closed and open-ended fund firms. Over the course of his career, Dale has provided financial services to clients and corporates based in the UK, Guernsey, Jersey, Luxembourg, France, Singapore and the Cayman Islands. Currently, he is a member of the CFA UK’s Social Media Working Group and leader of the CFA UK’s Eminent Speaker Group. Dale joined NWL in 2019 and being a Canadian national was able to assist with NWL’s expansion into North America. He is also chairman of NWL’s Investment Committee.
Claire Barker, Head of International Sales
Claire joined the financial services industry in 1994 with Skandia, a Swedish company specialising in onshore and offshore unit-linked investments, trust and tax planning solutions. Having qualified as a financial advisor, Claire moved to Lloyds TSB in 2004, where she provided financial advice to high net worth individuals. In 2008, she moved offshore to provide investment advice in Asia and the Caribbean, before joining the private banking sector in 2011. Claire joined HSBC in the Channel Islands in 2013 and NWL in 2017. Claire has over 20 years of experience in the investment industry.
Jo Carre, Head of Legal & Risk
Jo has worked for over 18 years in the finance sector in Guernsey. She started her career in trust administration before moving to work for the Guernsey Financial Services Commission (GFSC) for many years. Jo went on to be a director of various financial services companies, specialising in their governance, risk and compliance, as well as holding the required regulatory roles of Compliance Officer and Money Laundering Reporting Officer. Latterly she has been a director of a consultancy company providing guidance and advice on regulatory issues to a wide variety of licensed entities, before moving on to do so in a personal capacity. Jo has delivered training for over 7 years on anti-money laundering and other regulatory matters through the local university centre. Jo is a member of the International Compliance Association and holds a law degree.